Nayan J Shah
Experienced AML, KYC, Sanctions and Compliance professional
Frankfurt
Summary
With over a decade of experience in AML, Sanctions, KYC and Compliance at JP Morgan, BNP Paribas and Deutsche Boerse Group, based in Frankfurt. Throughout the career, a proven track record has been developed in creating effective risk management protocols and advanced reporting solutions. Expertise lies in AML compliance, KYC processes, sanction screening, regulatory adherence, transaction monitoring, and data analysis. Successfully managed false-positive projects and consistently enhanced organizational performance. Known for leadership abilities, meticulous attention to detail, and unwavering commitment to regulatory excellence, now seeking a full-time role to leverage skills and drive compliance and operational success.
Overview
15
15
years of professional experience
3
3
years of post-secondary education
1
1
Certification
2
2
Languages
Work History
Intern
Deutsche Boerse Group
06.2024 - 11.2024
- Supported staff members in their daily tasks, reducing workload burden and allowing for increased focus on higher-priority assignments.
- Gained valuable experience working within a specific industry, applying learned concepts directly into relevant work situations.
- Assisted with customer onboarding, account management, KYC reviews, and administrative tasks.
- Coordinated with Relationship Managers to collect and validate client documents.
- Analyzed, verified, and managed client documents; created Excel tables and PowerPoint presentations.
- Analyzed and managed complex inquiries and large volumes of data.
- Supported process analysis and implemented changes.
- Sorted and organized files, spreadsheets, and reports.
Team Leader
BNP Paribas ISPL
07.2021 - 08.2023
- Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed.
- Developed team members'' skills through targeted coaching sessions, resulting in improved individual performance.
- Led a team of six, conducting monthly one-on-one meetings and assigning alerts to ensure optimal performance.
- Conducted thorough investigations to detect and prevent money laundering, using advanced data analysis tools.
- Developed and implemented AML and KYC policies, procedures, and staff training for regulatory compliance.
- Liaised with various teams and departments to ensure cohesive AML efforts and compliance.
- Collaborated with law enforcement and regulatory bodies, handled internal audit queries, andsupported operations to optimize efficiency.
- Enhanced team productivity by implementing efficient work processes and regularly reviewing performance metrics.
Team Leader J
NAYAN J SHAH
04.2010 - 07.2021
- Assisted with customer onboarding, account management, KYC reviews, and administrative tasks.
- Communication: Coordinated with Relationship Managers to collect and validate client documents.
- Documentation Analysis: Analyzed, verified, and managed client documents; created Excel tables and PowerPoint presentations.
- Complex Inquiry Handling: Analyzed and managed complex inquiries and large volumes of data.
- Process Improvement: Supported process analysis and implemented changes.
- Team Management: Led a team of six, conducting monthly one-on-one meetings and assigning alerts to ensure optimal performance.
- AML Investigations: Conducted thorough investigations to detect and prevent money laundering, using advanced data analysis tools.
- Policy Development: Developed and implemented AML and KYC policies, procedures, and staff training for regulatory compliance.
- Cross-Department Collaboration: Liaised with various teams and departments to ensure cohesive AML efforts and compliance.
- Regulatory and Audit Coordination: Collaborated with law enforcement and regulatory bodies, handled internal audit queries, and supported operations to optimize efficiency., Experienced AML, KYC, Sanctions and Compliance professional
- Developed team members'' skills through targeted coaching sessions, resulting in improved individual performance.
- Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed.
Education
MBA - Global MBA
GISMA University of Applied Science
Potsdam, Brandenburg 09.2023 - 11.2024
Master's - Financial Management
Welingkar Institute of Management And Research
Mumbai, Maharashtra 04.2019 - 04.2021
Skills
AML/KYC
Certification
Certified Anti Money Laundering Investigator - CAMI, PonSun Academy of AML, 2020
Awards
- Recognized for leading a team of three in a False Positive project within JP Morgan's Sanctions Screening team, significantly reducing volumes and earning an award for effective screening process management
- More than 15 'Employee of the Month' awards
- Received an award for identifying and correcting an oversight in the sanctions application, where a direct hit was erroneously bypassed
Timeline
Intern
Deutsche Boerse Group
06.2024 - 11.2024
MBA - Global MBA
GISMA University of Applied Science
09.2023 - 11.2024
Team Leader
BNP Paribas ISPL
07.2021 - 08.2023
Master's - Financial Management
Welingkar Institute of Management And Research
04.2019 - 04.2021
Team Leader J
NAYAN J SHAH
04.2010 - 07.2021
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