Summary
Overview
Work History
Education
Skills
Professional Associations and Accomplishments:
References
Timeline
Generic

Jennifer Ring-Martin

Wilmington

Summary

Seasoned Regulatory compliance professional with a strong track record of over 12 years Banking experience with a strong emphasis on compliance programs and ensuring regulatory adherence. Proven ability to collaborate with teams to achieve compliance goals and adapt to evolving regulatory environments. Reliable and adaptable, skilled in risk assessments, quality control, and policy implementation. Possesses a strong understanding of regulatory requirements and stays up to date on updates to laws. Demonstrated strengths include exceptional analytical skills, ability to identify potential issues and develop effective solutions. Past roles have shown significant improvement in operational efficiency and reduction of compliance risks.

Overview

9
9
years of professional experience

Work History

Regulatory Compliance Analyst

Applied Bank
Glen Mills
09.2021 - Current
  • Prepared accurate and timely regulatory reports for senior management, highlighting key compliance issues and potential risks on a weekly, monthly quarterly and yearly basis.
  • Conducted regular audits of internal processes, identifying areas for improvement and implementing corrective actions.
  • Improved regulatory compliance levels by conducting thorough risk assessments and developing effective control measures which were presented to the Bank's President and Board of Directors.

Loan Servicing Specialist IV

J.P. Morgan Chase
Newark
03.2019 - 09.2021
  • Monitored and balanced six accounts for large mortgage companies by doing daily account maintenance such as by paydowns, haircuts, and keying outgoing wires to be released for settlements.
  • Prioritized regulatory compliance by diligently reviewing loan documents for residential and multi-family mortgage companies accuracy and completeness.
  • Communicated directly with the six mortgage companies as their main point of contact regarding funding questions, incoming and outgoing wires and any transactional issues all while adhering to all applicable policies and procedures and compliance standards.

Asset and Wealth Management Sr. Analyst

JPMorgan Chase
New York, NY And Newark
06.2016 - 08.2018
  • Developed new process improvements that were used by teams in Delaware, New York, New York and Buenos Aires, Argentina in order to streamline processes surrounding OFAC, AML, Customer Due Diligence, Enhanced Due Diligence and KYC in order to help prevent fraud and protect accounts.
  • Trained two large off shore teams in Buenos Aires, Argentina consisting over ten new employees on how to accept paper checks for deposit to stop any potential fraud, how to key up wires to be released at customer's requests, how to conduct proper Know your Customer(KYC) Compliance procedures in accordance with the USA PATRIOT Act and how to monitor J.P. Morgan's Private client accounts, retirement accounts and high net wealth accounts.
  • Assisted Financial Advisors and Private Client Associates in helping to maintain client's accounts to ensure compliance and to enrich a positive experience for customers who came into our Manhattan location.

Education

Master of Legal Studies - Financial Regulatory Compliance

Drexel University
Philadelphia, PA
05.2027

Master of Science - Management

Wilmington University
New Castle, DE
05.2013

Bachelor of Arts - English

Kent State University
Warren, OH
05.2011

Skills

  • Auditing experience
  • Risk assessment
  • Quality control
  • Legal research
  • Team training
  • Regulatory reporting
  • REG D, REG E, REG Z, ECOA, FCRA, RFPA, REG CC, AML, SAR Writing and auditing, BSA, KYC, CDD, EDD, OFAC
  • Investigation techniques
  • Microsoft Office: Excel, Word, PowerPoint, Share Point

Professional Associations and Accomplishments:

  • Member of the Delaware Banker's Association
  • American Banker's Association
  • Member of Sigma Beta Delta
  • Volunteer for Delaware Food Bank and Delaware Hospice

References

References available upon request.

Timeline

Regulatory Compliance Analyst

Applied Bank
09.2021 - Current

Loan Servicing Specialist IV

J.P. Morgan Chase
03.2019 - 09.2021

Asset and Wealth Management Sr. Analyst

JPMorgan Chase
06.2016 - 08.2018

Master of Legal Studies - Financial Regulatory Compliance

Drexel University

Master of Science - Management

Wilmington University

Bachelor of Arts - English

Kent State University

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Jennifer Ring-Martin