PAVANI PETRUM
Compliance Analyst
Berlin
Overview
2
2
Certificates
2
2
Languages
8
8
years of professional experience
6
6
years of post-secondary education
Work History
Project Assistant
Tesla
2 2024 - 5 2024
- Managing the end-to-end onboarding process for new vendors, including gathering required documentation, verifying qualifications, and conducting vendor assessments
- Collaborate with cross-functional teams to ensure seamless integration of new vendors into our systems and processes
- Conduct virtual training sessions to educate vendors on our company policies, standards, and expectations
- Co-ordinating tasks, managing schedules, and ensuring projects meet deadlines and quality standards
- Monitor vendor performance and provide ongoing support and guidance to address any gaps or areas for improvement
- Support the implementation of measures derived from the risk review, and wok to process with Regulatory Guidelines
- Conducting training courses in the area of risk management
- Regularly assess the effectiveness of training programs and make recommendations for enhancements or modifications as needed
- Maintain accurate documentation and records of vendor onboarding and training activities.
Senior Associate-2
Pwc SDC
03.2022 - 07.2023
- As a Quality Controller/Quality Lead for Transaction Monitoring engagement, Perform Quality Checks on alerts worked by analysts to ensure Alert review performed accurately
- Participate in Daily feedback discussion, validations and provided feedback to analyst to improve quality and productivity
- Engaged in KYC On boarding project for uplift cases, review and request for missing information of clients
- Experience in gathering data requests, identifying and configuring detection scenarios, and selecting models to manage AML risk typologies
- Ensures compliance with guidelines set forth in federal/state anti-money laundering laws and regulations including the Bank Secrecy Act 'BSA' and various sanctions regulations, and in accordance with policy/procedures set by the bank
- Identifying the CTF 'Counter Terrorist Financing) activities with related transactions in customer accounts
- Escalate potential risks and technical issues to the management to improve the process accuracy
- Working with the KYC QA activities inorder to meet SLA's.
Advanced Analyst, SME
EY GDS India LLP
11.2021 - 02.2022
- Performing Transaction Monitoring, EDD and ongoing due diligence, Name and PEP screening, periodic review, Adoption of adverse media search and screening tools like World check, Lexis Nexis, RDC, C-LINK, DDIQ etc
- Performed system analysis, documentation, testing, implementation, and user support for platform transitions
- Subject Matter Expert to my teammates on AML and TM-related topics
- Investigating and reviewing suspicious transactions and reporting of money laundering risks there by escalating to Management on timely basis
- Documenting the workflow status, work performed and the results of the KYC QA assessment
- Working on different scenarios of alerts with respect to individual, HNI, Corporate, Business clients etc
- Worked closely with OFAC guidelines related to Financial Crime Compliance
- Hands on experience with applications like NICE, Net Reveal, Firco Soft, Mantas etc.
Compliance Analyst
Jp morgan chase & co
09.2020 - 11.2021
- Worked with Financial Crimes Compliance with AML investigations in 'KYC/AML'
- Managing investigative process from initial detection to disposition of various levels of identifying scrutiny
- Maintains a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, industry best practice, criminal typologies and developing trends
- Investigate, review and resolve AML-related and economic sanction-related alerts
- Used customer's KYC records, account transactions and publicly available information to identify suspicious or unusual activity, negative media
- Identifying the beneficial ownership discrepancies in order to find the suspicious activities and/or suspicious transactions
- Remediate customer's Know Your Customer 'KYC' record in accordance with client's customer identification program 'CIP', customer due diligence 'CDD' and enhanced due diligence 'EDD' standards
- Analyzing detailed descriptions in Source 'SOF' and Utilization 'UOF' of funds in customer transactions.
Transaction Monitoring Associate, Team Co-Ordinator
HSBC Data Processing India Pvt Ltd
11.2018 - 09.2020
- Worked with a project of Sanctions and Name list Screening operations
- Involved in identifying the alerts with scenarios like Individual, Entity, Embargo, Vessel's, IMO's
- Review and undertake full investigation of alerts escalated from Level 2 and ensure Potential / True Matches are closed as appropriate; False Positives are discounted as appropriate
- Screening the alerts with name list and identifying them with adhere to KYC regulations RFIs are raised if client information is insufficient to take decision
- Involved in conducting reviews on PEP and Adverse Media cases of clients
- Worked on different scenarios like names, entities, embargoes, vessel etc with respect to SDN 'Special Designated Nationals'
- Using different tools and applications like World check, Nexis Lexis, GMSS, BMM,HUB, Firco Soft, Fastermemo tools etc.
Customer Service Associate
ICICI Bank Ltd
02.2016 - 10.2018
- Strong knowledge on leading Banking S/W FINACLE for all Banking related transactions and services
- Using tools like Fincore, CRM, FCRM, AMLOCK SMSA/SFMS
- Performing client due diligence for low, medium and high standard risk clients
- Expertise in maintaining relationship with clients and establishing high profits with excellent levels of retention
- Maintained new clients through client referrals; ensured renewal of existing customers of SME clients
- Managed different types of corporate services like Transfer, RTGS, NEFT, FD, ECS clearing
- Coordinating with clients, back-office team and business group for smooth delivery of trade finance products
- Responsible for reviewing customer accounts and transactional activities to detect and report suspicious activities related to money laundering and terrorist financing
- Worked on alerts generated on customers against negative news data base to identify if any true matches are available and to escalate those true matches to next level for further review analysis.
Timeline
Learn Manual Software Testing + Agile Jira Tool from Udemy
06-2024
Anti Money Laundering Concepts: AML, KYC and Compliance from Udemy
12-2023
Senior Associate-2
Pwc SDC
03.2022 - 07.2023
Advanced Analyst, SME
EY GDS India LLP
11.2021 - 02.2022
Compliance Analyst
Jp morgan chase & co
09.2020 - 11.2021
Transaction Monitoring Associate, Team Co-Ordinator
HSBC Data Processing India Pvt Ltd
11.2018 - 09.2020
Customer Service Associate
ICICI Bank Ltd
02.2016 - 10.2018
PGDBO - Postgraduate In Banking Operations
NIIT
10.2015 - 04.2016
Graduation -
Avanthi Institute of Engineering & Technology
06.2011 - 05.2015
High School Or Diploma -
Dr. Lankapalli Bullayya Jr. College
06.2009 - 05.2011
Project Assistant
Tesla
2 2024 - 5 2024
Summary
A skilled compliance professional with vast 8+ years of experience in Risk and Compliance Regulatory in Finance and Banking Industry in Financial Crime Compliance, KYC, CDD, EDD, Client Risk Assessments, and Client on-boarding, Investigations, Anti Money Laundering and Terrorist Financing, Fraud Detection, PEP, Adverse Media, Payments, Sanctions and Name Screening's, Quality Control, SAR Filing , Customer risk assessment and Vendor /Supplier Management.
Education
High School Or Diploma -
Dr. Lankapalli Bullayya Jr. College
06.2009 - 05.2011
PGDBO - Postgraduate In Banking Operations
NIIT
Hyderabad, India 10.2015 - 04.2016
Graduation -
Avanthi Institute of Engineering & Technology
06.2011 - 05.2015
Languages
English
German
Hindi
Telugu
Skills
Aml Kyc Compliance
Additional Information
A highly motivated professional with a strong foundation in Risk and Compliance, currently expanding my skill set in software testing and DevOps. Actively learned manual testing techniques, and quality assurance best practices to enhance my ability to deliver high-quality, bug-free software solutions. Also emphasizing my skills in DevOps.
Certification
Anti Money Laundering Concepts: AML, KYC and Compliance from Udemy
Similar Profiles
Logan WaltersLogan Walters
Warehouse Worker at TeslaWarehouse Worker at Tesla
Daniel CortezDaniel Cortez
Production Associate at TeslaProduction Associate at Tesla
David CasteloDavid Castelo
Lead Production Associate at TeslaLead Production Associate at Tesla
Devin PinheiroDevin Pinheiro
Leadership at TeslaLeadership at Tesla
Zahra El KhalloufiZahra El Khalloufi
Marketing Manager French Market at Gala Group BrandsMarketing Manager French Market at Gala Group Brands